Risk Cognizance is listed in the FINRA Compliance Vendor Directory

Risk Cognizance is pleased to announce that we are listed on FINRA's Compliance Vendor Directory as a data management vendor.

Listed in the FINRA Compliance Vendor Directory

Risk Cognizance Is Listed In The FINRA Compliance Vendor Directory

FINRA, Finance Industry Regulatory Authority, released its Compliance Vendor Directory as a convenient, one-stop source for firms searching for vendors that offer compliance-related products and services. Risk Cognizance is pleased to announce that we are listed on FINRA’s Compliance Vendor Directory as a data management vendor.

Risk Cognizance team has been providing expert compliance consulting services to the financial services industry. We take security seriously, we maintaining client relationships and delivering the highest levels of compliance services. Our client base includes some of the most respected names in the financial services industry and ranges from large international firms to small firms. Our satisfied clients include advisers, institutional investors, private funds, investment companies, and broker dealer.

Providing guidance followed includes, but is not limited to:

  • Gramm-Leach-Bliley Act
  • FFIEC, NCUA Reg 748
  • FDIC, OCC, SEC and other agency guidance
  • HIPAA Security Rule 45 CFR Parts 160 & 164
  • HITECH Act
  • NIST SP 800-30, 800-53, 800-53(A), 800-66
  • NIST Cybersecurity Framework
  • FFIEC Cybersecurity Assessment Tool
  • CIS Critical Security Controls
  • OWASP
  • ISO 27001

Risk Cognizance offers several services to help keep businesses compliant with a number of different regulations and governing bodies. As a member of the financial industry, keeping your organization compliant can be a source of constant stress that’s always in the back of your mind. Performing self-audits and constant reviewing of records to make sure you’re meeting the standards set by your industry can be time-consuming to the point that you’re slipping behind other important work. FINRA members can view the FINRA Compliance Vendor Directory here: http://www.finra.org/industry/cvd